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Securities Litigation

Securities Litigation

Every year, investor’s portfolios lose millions of dollars of life and retirement savings, college funds and other hard-earned investments due to unfair and deceptive practices by their investment advisor.

While not all investment losses are recoverable, some may be recovered if the loss is due to improper conduct by an investment professional.

Over the years, Hart, King & Coldren has developed an expertise in assisting our clients with disputes with their brokerage firms and financial advisors. These disputes may include the following issues:

  • Fraud and misrepresentation
  • Unsuitable investments
  • Unauthorized trading
  • Excessive trading/churning
  • Negligent broker supervision
  • Breach of contract
  • Improper execution
  • Broker negligence
  • Breach of fiduciary duty
  • Damages
If you are a concerned investor, you may have legal recourse to recover all or a portion of your losses. Please contact us today for a free initial consultation and evaluation.

 

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